重要生态用地级别评价和划定方法研究——以水源涵养为例

文章以水源涵养为例,基于水平衡评价计算方法,选择水资源禀赋类型不同的县域单元开展水源涵养型生态用地功能分级划定研究。总结现有生态保护红线划定技术方法及存在不足,致力于显化不同地区水源涵养生态用地功能绝对值差异,利用评价单元格水源涵养累计贡献值面积弹性拐点,对重要水源涵养用地级别划定方法进行改进。对河北省易县和四川省金川县的实例验证表明,此评价方法可以根据不同地区水源涵养功能特点量身确定重要生态空间规模、面积和比例。     

基于PSR模型的北京市西北生态涵养区生态健康评价研究

研究目的:作为保障首都生态环境质量与可持续发展的关键区域,北京市西北生态涵养区的生态健康程度反映了生态文明战略部署下首都高质量发展的综合成效。本文通过构建北京市西北生态涵养区健康评价指标体系,评价该区域的生态健康程度,为生态涵养区的可持续发展提供对策建议。研究方法:PSR模型、层次分析法(AHP)。研究结果:(1)基于PSR模型构建的生态健康评价指标体系包括压力、状态和响应系统3个准则层和10个评价指标,涵盖涵养区自然生态和人类活动影响;(2)研究区4个时段的健康指数分别为0.673、0.664、0.650、0.687,生态健康等级为一般。研究结论:北京市西北涵养区生态健康状况较为稳定,在保持西北涵养区建设现有成果的基础上,需要加大生态建设的力度,进一步提高生态健康水平。     

Overcapacities in banking: Measurement,trends and determinants

Global banks face profitability challenges since the global financial crisis. Besides cyclical factors, structural features such as overcapacities have been identified as root causes. While policymakers agree on the need for bank consolidation, there is less consensus on the definition and measurement of overcapacities in banking. This paper contributes by conceptualising and formalising the different dimensions of overcapacities in banking and by constructing a novel measure thereof. In addition, it empirically tests the main determinants of overcapacities in banking from 2006 to 2017 and assesses their relative importance. The results indicate that non-bank competition, the interest rate environment and bank business models are the most important driving factors of banking sector overcapacities. This is because shadow banks, benefitting from regulatory arbitrage, have altered banks’ capacity needs, low rates compressed margins and increased pressure to improve cost efficiencies, and retail-oriented business models have operated extensive branch networks entailing heavy fixed costs.     

农地发展权流出、资本回流与区域经济增长*——基于重庆市的实证研究

[目的]以重庆市为研究区域,以农地发展权资本化的地票指标为研究对象,从理论和实证层面探讨农地发展权交易与资本要素的城乡互动关系及其对区域经济增长的影响,为进一步优化农地发展权交易政策、促进区域均衡发展提供相关建议。[方法]基于2008—2017年城乡统筹改革试验区重庆市地票指标交易的面板数据,运用要素禀赋理论和差分GMM模型从理论和实证层面分析农地发展权流出区土地与资本要素的互动关系及其对区域经济增长的影响。[结果]基于区域间资源禀赋的差异及要素相对价格的分化,在市场机制作用下,农地发展权指标将以配置效率优化为导向在不同区域间自由流动。[结论]短期内,由于资本约束,流出农地发展权的区域其经济增长会受到抑制;而当农地发展权指标资本化后,流出区获得了较为稀缺的货币资本,农地发展权流出将显著促进地方经济增长;同时,在研究时期内,由于农地发展权市场交易机制的构建,重庆市地方经济增长存在显著的收敛效应,区域间经济发展差距将会逐步缩小。     

土地复垦监管行为规范的主体性合作治理形式选择

研究目的:根据相关主体性意愿的指引,阐明合作治理范式在土地复垦监管行为领域展开具体运用的现实性,及其可能的规范设定方向,进而尝试在相应行为规范维度来检视行政行为法理论的发展任务命题。研究方法:文献分析法。研究结果:土地复垦监管行为的形式选择往往与相应的合作治理主体性意愿有关,该意愿主要表征为利益导向、工具载体以及协同组织选择意愿。应厘清该类选择意愿指引于土地复垦监管行为规范所分别呈现的形式选择:逐利心态与信任习惯选择、科学事实工具与行政规制工具选择、内部协同组织与外部协同组织选择。研究结论:土地复垦监管行为在行为观念和当事人方面与合作治理的主体性意愿在一定程度上是相互耦合的,有必要构建一种合作行政模式下的治理型土地复垦监管行为规范。     

Quantitative micro-scale flood risk assessment in a section of the Trotuș River,Romania

This paper focuses on the estimation of direct damages caused by three flood scenarios with different return periods in the section Făgetul de Sus – Ghimeş – Palanca Pass of Trotuș River, with the aim of highlighting the need of improved land use plans. The damage for three land use classes (residential building, infrastructure and agriculture) were estimated using the damage curves developed by the European Joint Research Centre (JRC) as well as site specific maximum damage values. The data were processed with the help of the ArcMap 10.2 software and FloodRisk tool from QGIS software. Furthermore, the flood risk was assessed using the damage – probability curves, which associates the damage with the corresponding frequency of occurrence. This method was identified and adapted to the characteristics of the study area in order to develop a methodology of flood risk assessment that is answering the question: does the lack of land use plans increase the vulnerability and the flood damage? The results showed that the greatest damages are registered for the residential building land use class for a flood probability of 0.001. In this case the damages reach up to 60% on the scale range of deterioration factor, the total damage value being 2 million euros. For the same hazard probability the total registered damage value for roads is 7500 euro, for railways is around 12,000 euro, while for agriculture is around 84,000 euro. These results highlight the need of protection measures and land use plans development and implementation. Regarding the protection measures we consider that the egalitarianism would be the concept that should be applied in the study area and also an improved cooperation between government, specialized agencies and local authorities at local level would lead to a more efficient flood risk management process. The proposed methodology can be applied for micro-scale analysis, providing quantitative results regarding the flood damage and flood risk assessment. It includes a detailed vulnerability analysis of the elements-at-risk with the aim of developing a more comprehensive approach of flood risk assessment.     

The relationship between people's activities and values with the protection level and biodiversity

We investigated how people's recreational activities, values, and land use preferences are related to the protection level, biodiversity and cultural heritage values of nature-based tourism areas in northern Finland. We assessed peoples' opinions using a public participation geographic information system (PPGIS) and analyzed the data together with spatial biodiversity and cultural heritage data from the same area. Associations between the PPGIS place markings with the protection level and biodiversity values were quite low, and for the cultural heritage sites they were altogether missing. Negative preferences were often marked in areas with high numbers of sites rated as pleasant and they overlapped with each other, indicating conflicting preferences. Since most activities are not noticeably related to the protection level or biodiversity values of a site they can be planned so as to protect the biodiversity of the area.     

国有企业双重目标与投资效率改进——基于独立董事网络和国企混改视角

立足国有企业具有社会和经济双重目标的理论逻辑,本文选取2007~2016年A股国有上市公司作为研究样本,分析了独立董事网络和国有股比例对投资效率的影响以及调节效应。研究发现:独立董事网络降低了国有上市公司的投资效率,较高比例的国有持股抑制了投资效率,但当国企更加关注经济目标时,则有助于改善投资效率;进一步研究发现,相比于特定功能类企业,独立董事网络在商业竞争类企业中发挥投资效率的改善作用更加显著。因此,独立董事应因地制宜在国企中发挥治理作用;政府应分类推进国企混合所有制改革;竞争性国企应引入较大比例的优质民营资本,优化投资决策、提高投资效率。     

近10年崇州市土地利用变化基本特征与空间格局

[目的]土地利用变化研究是揭示土地利用对人类活动响应程度的重要途径,通过对其变化特征及空间格局的研究讨论人地关系在不同地域空间上的强度与作用模式。[方法]基于2002年、2014年TM/ETM+影像,在RS和GIS技术的支持下,采用人机交互图像处理方法提取了崇州市土地利用信息,应用土地利用动态度、土地利用程度、空间转移图谱、城市扩展指数、缓冲分析模型和方法对崇州市近10年来土地利用变化时空特征进行了研究。[结果](1)土地利用类型以林地、耕地、建设用地为主,建设用地动态度最大达到5.72;整体土地利用程度由254.25增长到260.93,各乡镇变动值差异较大。(2)土地空间转换面积达1.850 85万hm~2,占研究区总面积的16.94%;增长面积最大的图谱单元依次是新增建设用地、新增耕地和新增林地;建设用地、耕地、水体与高程、坡度之间负相关性显著,坡度0°~6°是人类活动最频繁的区域。(3)中心城区建设用地面积大幅增长,缓冲范围内建设用地面积增加了2 120.76hm~2,城市中心自河流向东、东南、东北3个方向扩展。[结论]崇州市土地利用整体处于快速发展时期,地域差异明显,受人类活动影响显著。     

非住宅建设用地使用权续期规则的思考

研究目的:分析非住宅建设用地使用权续期活动的规则与性质,提出完善续期规则的建议。研究方法:规范分析法,比较分析法。研究结果:非住宅建设用地使用权的续期规则存在疏漏,使续期申请的起止期间难以清晰界定,以私法视角理解续期活动也不妥当。研究结论:续期是申请人取得重新设立的建设用地使用权的过程,因此要求在续期过程中必须清晰界定续期权利的设立与灭失期间,保证续期或救济得以顺利进行。续期也是获得行政特别许可的结果,应当采用协议出让方式予以确认。